Robert J. Oneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Oneill JR, who also goes by Robert Oneill, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2017 - July 3, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
November 10, 2014 - September 23, 2015
TULLETT PREBON FINANCIAL SERVICES LLC
May 4, 2012 - October 2, 2014
STANDARD CREDIT SECURITIES INC.
August 18, 2011 - November 11, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
January 31, 2007 - August 19, 2011
CHAPDELAINE TULLETT PREBON, LLC
May 3, 2002 - January 3, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
May 17, 2001 - May 6, 2002
DEALERWEB LLC
April 17, 1997 - March 12, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.
July 25, 1987 - March 27, 1997
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/20/2008
Limited Representative-Equity Trader ExamSeries 72
Date: 5/16/2001
Government Securities Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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