Daniel Whipp Sherwin
Professional Summary
Daniel Whipp Sherwin was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1987 - 2012. Daniel had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22, Series 6, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ADVANTAGE FINANCIAL GROUP | WEALTH STRATEGIES GROUP INC | TL FINANCIAL GROUP | TACKMAN CAPITAL MANAGEMENT | STUCKEY & ASSOCIATES | STRATEGIC CAPITAL ADVISERS LLC | SOUDERS FINANCIAL GROUP | SENTRY WEALTH ADVOCATES | SCHMOCKER FINANCIAL SERVICES | SCH FINANCIAL GROUP, LLC | PERSONAL PLANNING LLC | NET WORTH ADVISORS | KEYSTONE RETIREMENT RESOURCES INC | JONES INVESTMENTS | HUMAN FINANCIAL | HT BOLEN & ASSOCIATES | EDSB INVESTMENT CENTER | DETRAY INVESTMENT GROUP | CROSSROADS FINANCIAL | CORNERSTONE FINANCIAL GROUP | CORNERSTONE FINANCIAL | BYNUM FINANCIAL GROUP | ARETI FINANCIAL INC. | ANDERSON INVESTMENT CONSULTING | AMDG FINANCIAL ADVISING & SUCCESSION PLANNING | ADVANTAGE INVESTMENT MANAGEMENT, LLC | ADVANTAGE FINANCIAL SERVICES GROUP
Contact Information
Main Address
222 3rd Ave Se Suite 269, Cedar Rapids, IA 52401Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Oct 1998Series 22 — Direct Participation Programs Representative Examination
Passed Aug 1987About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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