James R. Files

FIDUCIARY SOLUTIONS LLC

ROSEVILLE, CA 95661

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CRD#: 1620449

Professional summary

James Robert Files, who also goes by Jim Files, is a registered financial advisor currently at FIDUCIARY SOLUTIONS LLC located in Roseville, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Files

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Peak Financial Freedom Group LLC, CEO. Business is a financial planning and umbrella marketing organization. Is investment related. Number of hours devoted to business; 4-6 per day, 100+ per month. Number of hours devoted during trading hours; 4-6 per day. 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Business duties; operational oversight, client management, development of client plans, seminar presentations, and occasional author, TV, and radio show activities. PFFG Insurance Agency LLC, CEO. Business is an insurance agency. Is investment related. Start Date: 08/2019. Number of hours devoted to business; 3-4 per day, 50+ per month. Number of hours devoted during trading hours; 3-4 per day. 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Business duties; insurance agent activities. TruChoice Financial Group, LLC. Is investment related. Address; 400 Hwy 169 South, Suite 200, St. Louis Park, MN 55426. Business is an insurance marketing organization. Mentoring and Coaching activities that do not directly involve clients of Fiduciary Solutions, LLC. Start date; August 6, 2020. Approx. number of hours per month devoted to this OBA - 15. Approx. number of hours per month devoted to this OBA during securities trading hours - 15. Business Duties; providing training, mentoring, and business consulting services to other persons including licensed insurance agents.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Files's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

FIDUCIARY SOLUTIONS LLC

Office #1: 2520 Douglas Blvd. Ste. 110, Roseville, CA 95661

RIA

CRD#: 332247

ROSEVILLE, CA

Past

April 15, 2021 - August 24, 2025

FIDUCIARY SOLUTIONS, LLC

RIA

CRD#: 312694

ROSEVILLE, CA

Past

December 4, 2014 - July 3, 2022

FIDUCIARY SOLUTIONS, LLC

RIA

CRD#: 148118

Roseville, CA

Past

November 21, 2012 - November 20, 2013

FIDUCIARY SOLUTIONS, LLC

RIA

CRD#: 148118

Roseville, CA

Past

August 5, 2011 - November 23, 2012

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

ATLANTA, GA

Past

September 15, 2005 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

ROSEVILLE, CA

Past

June 6, 2005 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2025)

IAR

Nevada
(6/12/2025)

IAR

Texas
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/3/2005

General Securities Representative Examination

Current Firm

FIDUCIARY SOLUTIONS LLC

CRD#: 332247 / SEC#:

California

Registered Investment Advisory firm - (5/23/2025 Approved)

Nevada

Registered Investment Advisory firm - (6/11/2025 Approved)

Texas

Registered Investment Advisory firm - (10/25/2024 Conditional Restricted)

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Contact information

Main Address

2520 Douglas Blvd. Ste. 110, Roseville, CA 95661

Mailing Address

Phone number

(916) 791-7063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Files

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Files's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY SOLUTIONS LLC

FIDUCIARY SOLUTIONS, LLC

FIDUCIARY SOLUTIONS, LLC

FIDUCIARY SOLUTIONS, LLC

ALLIED BEACON PARTNERS, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2005

Series 7

Date: 6/3/2005

Current Firm

FIDUCIARY SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

FIDUCIARY SOLUTIONS LLC

TRUST BUT VERIFY

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