Wayne M. Grzecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Michael Grzecki was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1987. Wayne had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1987 - March 19, 2013
WASHINGTON TRUST ADVISORS
February 26, 1987 - July 12, 2011
WESTON SECURITIES CORPORATION
Primary Firm SEC Registration
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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