Barbara F. Luzzatto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Friedman Luzzatto, who also goes by Barbara Friedman, Barbara Friedman Luzatto, Barbara Friedman Luzzato, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1987. Barbara had worked at 4 firms and has passed the Series 65, Series 63, Series 62, Series 52, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - June 6, 2013
SAYBROOK FUND ADVISORS, LLC
March 28, 2006 - October 28, 2013
SAYBROOK ADVISORS, LLC
January 18, 2006 - June 6, 2013
SAYBROOK CAPITAL CORPORATION
August 7, 1990 - December 23, 2013
FRIEDMAN, LUZZATTO & CO.
April 1, 1987 - March 9, 1989
FRIEDMAN, LUZZATTO & CO.
Primary Firm SEC Registration
SAYBROOK FUND ADVISORS, LLC
CRD#: 158634 / SEC#: 801-72671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/2/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
SAYBROOK FUND ADVISORS, LLC
CRD#: 158634 / SEC#: 801-72671
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 218,686,597 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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