Scott R. Storick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott R Storick, who also goes by Scott Rowland Storick, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1993. Scott had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2022 - June 28, 2023
ONEAMERICA SECURITIES, INC.
August 28, 2020 - June 15, 2022
NEWBRIDGE SECURITIES CORPORATION
December 11, 2018 - September 21, 2020
PRINCIPAL SECURITIES, INC.
May 16, 2014 - May 4, 2018
MML INVESTORS SERVICES, LLC
November 15, 2012 - May 30, 2014
SIGNATOR INVESTORS, INC.
January 10, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 10, 2003 - November 28, 2012
MSI FINANCIAL SERVICES, INC.
November 19, 1999 - January 29, 2003
TOWER SQUARE SECURITIES, INC.
May 3, 1999 - November 19, 1999
PARK AVENUE SECURITIES LLC
January 28, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
February 14, 1997 - February 10, 1998
TOWER SQUARE SECURITIES, INC.
September 14, 1993 - February 18, 1997
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
