Mark W. Pearson

NEPSIS

MINNEAPOLIS, MN 55423

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CRD#: 1620222

Professional summary

Mark William Pearson, who also goes by Mark W Pearson, is a registered financial advisor currently at NEPSIS, INC. located in Minneapolis, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mark has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark W Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

?Sky3D Atiken Holdings LLC , Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2023, one our hour per month, no hours during trading hours ?Sparky12 LLC, Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2023, one our hour per month, no hours during trading hours ?Nepsis Insurance Services, LLC, Savage MN, insurance agency, CEO, not investment related, 2022, not investment related, one our hour per month, no hours during trading hours ?MJP Resources LLC, Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2016, one our hour per month, no hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Pearson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2010 - Present

NEPSIS, INC.

Office #1: Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

RIA

CRD#: 141203

MINNEAPOLIS, MN

Past

March 31, 2004 - December 31, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SAVAGE, MN

Past

July 9, 2001 - November 5, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

SAVAGE, MN

Past

March 5, 1999 - July 5, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 24, 1996 - March 8, 1999

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

November 1, 1995 - May 22, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 7, 1995 - November 1, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

November 16, 1994 - August 7, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 7, 1990 - March 11, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 7, 1990 - March 11, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/9/2013)

IAR

Texas
(1/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/31/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

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Contact information

Main Address

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

Mailing Address

Phone number

(952) 746-2003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEPSIS INC. FORM ADV PART 2A (3/31/2025)

NEPSIS INC FORM ADV PART 2A APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,018
AUM (Assets Under Management)	$ 497,803,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark W. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Pearson's CRS (Customer Relationship Summary).

Certified licenses

Experience

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

OSAIC WEALTH, INC.

1717 CAPITAL MANAGEMENT COMPANY

MONY SECURITIES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

OSAIC WEALTH, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

NEPSIS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2004

Series 63

Date: 11/23/1994

Series 7

Date: 5/31/1995

Series 6

Date: 11/15/1994

Current Firm

NEPSIS, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEPSIS, INC.

TRUST BUT VERIFY

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