Terry I. Granot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Irene Granot, who also goes by Terry Ross Furman, Terry Irene Granot, Terry Ross, Terry Ross Shammay, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1987. Terry had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2020 - May 17, 2022
CIM SECURITIES, LLC
January 3, 2014 - September 28, 2015
PFS INVESTMENTS INC.
October 11, 2013 - December 11, 2020
PFS INVESTMENTS INC.
March 15, 2004 - October 14, 2011
ASD FINANCIAL SERVICES CORP
February 5, 2004 - October 14, 2011
ASD FINANCIAL SERVICES CORP
March 8, 2002 - November 25, 2003
A. G. EDWARDS & SONS, INC.
March 7, 2002 - November 25, 2003
A. G. EDWARDS & SONS, INC.
September 27, 1996 - March 21, 2002
UBS FINANCIAL SERVICES INC.
February 5, 1991 - September 25, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 1989 - March 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 21, 1987 - September 16, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOICE INVESTMENT MANAGEMENT LLC | SHAREHOLDER | |
| EMERSON, BRYAN TILLER | CEO, CCO, FINOP | 4155238 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
