Patrick T. Montague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Timothy Montague, who also goes by Patrick Timothy Diggs, Diggs Montague, Iceberg Montague, Patrick Timothy Diggs Montague, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1987. Patrick had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1997 - March 24, 1997
LLOYD WADE SECURITIES INC.
July 12, 1994 - November 22, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
March 7, 1994 - March 22, 1994
PARAGON CAPITAL MARKETS, INC.
March 16, 1992 - December 8, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 7, 1991 - March 16, 1992
PACIFIC SOUTHERN SECURITIES, INC.
November 2, 1988 - September 6, 1989
JOHNSTON, LEMON & CO. INCORPORATED
February 2, 1988 - October 29, 1988
H.J. MEYERS & CO., INC.
April 29, 1987 - January 14, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
Red Flags
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