Mitchell Aguirre
Professional summary
Mitchell Aguirre was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Mitchell had worked at 12 firms, which includes LCP CAPITAL CORP., WESTFIELD FINANCIAL CORPORATION, HANOVER STERLING & COMPANY LTD., LADENBURG THALMANN & CO. INC., JOSEPHTHAL & CO. INC., LEHMAN BROTHERS INC., COMMONWEALTH ASSOCIATES, ALLIED CAPITAL GROUP INC., LEGEND MERCHANT GROUP INC., SUPER FUND SECURITIES CORP., SOUTH RICHMOND SECURITIES INC., GREENTREE SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1994 - June 9, 1994
LCP CAPITAL CORP.
November 18, 1992 - April 27, 1993
WESTFIELD FINANCIAL CORPORATION
October 16, 1992 - October 30, 1992
HANOVER, STERLING & COMPANY LTD.
May 20, 1992 - October 13, 1992
LADENBURG THALMANN & CO. INC.
November 30, 1990 - July 7, 1992
JOSEPHTHAL & CO., INC.
November 22, 1989 - October 24, 1990
LEHMAN BROTHERS INC.
August 17, 1989 - December 5, 1989
COMMONWEALTH ASSOCIATES
April 25, 1989 - September 26, 1989
ALLIED CAPITAL GROUP, INC.
September 30, 1988 - April 13, 1989
LADENBURG THALMANN & CO. INC.
February 2, 1988 - November 16, 1988
LEGEND MERCHANT GROUP, INC.
January 13, 1988 - January 26, 1988
SUPER FUND SECURITIES CORP.
June 1, 1987 - November 23, 1987
SOUTH RICHMOND SECURITIES, INC.
February 24, 1987 - June 8, 1987
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LCP CAPITAL CORP.
CRD#: 14469 / SEC#: , 8-44577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HANOVER LP | OWNER | |
| LMJG LP | OWNER | |
| WESTAR CAPITAL CORP | OWNER | |
| ALIOTTA, ANTHONY JOSEPH JR | BRANCH MANAGER/DIRECTOR | 2835162 |
| ARMITAGE, RONALD DAVID | COMPLIANCE OFFICER | 7228 |
| BRODY, KEVIN PATRICK | SALES MANAGER/DIRECTOR | 1912980 |
| CUTRONE, NICHOLAS ALEXANDER | ASSISTANT BRANCH MANAGER | 2692158 |
| MURRAY, DAVID MICHAEL | ASSISTANT BRANCH MANAGER | 1870050 |
| NEWMAN, IRA BERNARD | CFO | 1242346 |
| RICCA, GREGORY EMMANUEL | BRANCH MANAGER/DIRECTOR | 2080220 |
| STOFFERS, CHARLES STEVEN | PRESIDENT/CCO | 826603 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 31 |
Red Flags
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