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Victor A. Canto

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CRD#: 1619996
VC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor Antonio Canto was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 1987. Victor had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Victor Canto owns 50% of La Jolla Economics, an economics research and consulting firm located in La Jolla, California. The firm provides analytical services to the institutional investment community.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 2, 2021 - January 19, 2023

CADINHA & CO LLC

RIA
CRD#: 108135
Austin, TX
Past

February 1, 2017 - January 9, 2020

CADINHA & CO LLC

RIA
CRD#: 108135
La Jolla, CA
Past

May 3, 2007 - March 9, 2021

LA JOLLA ECONOMICS

RIA
CRD#: 119368
LA JOLLA, CA
Past

January 9, 2007 - December 31, 2009

ALLISON STREET ADVISORS

RIA
CRD#: 118370
LA JOLLA, CA
Past

October 31, 2005 - December 31, 2005

MCCRACKEN ADVISORY PARTNERS CORPORATION

RIA
CRD#: 35533
WASHINGTON, DC
Past

January 4, 2005 - November 3, 2008

MCCRACKEN ADVISORY PARTNERS CORPORATION

BD
CRD#: 35533
WASHINGTON, DC
Past

October 16, 2002 - September 20, 2004

FORTRESS INVESTMENT ADVISORS

RIA
CRD#: 115276
TEMECULA, CA
Past

September 17, 2002 - December 31, 2002

FORTRESS INVESTMENT ADVISORS

RIA
CRD#: 115276
TEMECULA , CA
Past

May 9, 2002 - June 29, 2006

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
NEW YORK, NY
Past

March 13, 2002 - April 3, 2002

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 11, 1998 - March 13, 2002

PIM FINANCIAL SERVICES, INC.

BD
CRD#: 10547
SAN MARCOS, CA
Past

December 2, 1994 - January 28, 1998

CANTO ADVISORS INCORPORATED

BD
CRD#: 33608
SAN DIEGO, CA
Past

June 11, 1987 - October 7, 1997

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CADINHA & CO LLC
CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA
Registered Investment Advisory firm - (6/22/2000 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/20/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


C&
CADINHA & CO LLC
CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA
Registered Investment Advisory firm - (6/22/2000 Approved)
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Contact information


Main Address
900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713
Mailing Address
Phone number
(808) 523-9488
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CADINHA & CO ADV PART 2A 03.17.2025 (3/21/2025)

Regulatory assets under management


Total Number of Accounts1,407
AUM (Assets Under Management)$ 1,074,670,828

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CADINHA & CO LLC

CRD#: 108135

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