Derek M. Hobbs

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

Redwood City, CA 94065

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CRD#: 1619759

Professional summary

Derek Michael Hobbs is a registered financial advisor currently at EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT located in Redwood City, California.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Derek has worked at 3 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Michael Hobbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2014 - Present

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

Office #1: 3 Lagoon Drive Suite 155, Redwood City, CA 94065

RIA

CRD#: 110263

Redwood City, CA

Past

July 8, 1997 - December 31, 2008

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

RIA

CRD#: 110263

SAN MATEO, CA

Past

February 23, 1987 - December 31, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

February 23, 1987 - August 26, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

EVART & YOUNG INVESTMENT MANAGEMENT | LEO H. EVART, INC. | EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT | EVART LEO H INC

CRD#: 110263 / SEC#: 801-42861

RIA

Registered Investment Advisory firm - (12/9/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2014)

IAR

Texas
(5/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 2/20/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

EVART & YOUNG INVESTMENT MANAGEMENT | LEO H. EVART, INC. | EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT | EVART LEO H INC

CRD#: 110263 / SEC#: 801-42861

RIA

Registered Investment Advisory firm - (12/9/1992 Approved)

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Contact information

Main Address

3 Lagoon Drive Suite 155, Redwood City, CA 94065

Mailing Address

Phone number

(650) 802-0342

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	705
AUM (Assets Under Management)	$ 238,884,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek M. Hobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Michael Hobbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2014

Series 6

Date: 2/20/1987

Current Firm

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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