Mark S. Meisenbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Stephen Meisenbach, who also goes by Mark Steven Meisenbach, Mark Steven Meisenbarh, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2011 - November 4, 2012
MEREPOINT CAPITAL MANAGEMENT LLC
June 15, 1992 - November 13, 1995
BANYAN SECURITIES, LLC
July 11, 1991 - May 13, 1992
MONTGOMERY SECURITIES
September 16, 1988 - July 15, 1991
PERSHING LLC
March 12, 1987 - December 22, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEREPOINT CAPITAL MANAGEMENT LLC
CRD#: 151253 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
