MD
Mark T. Durham
MEDICUS WEALTH PLANNING
Francis, UT 84036
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CRD#: 1619530
MD
Professional summary
Mark Thomas Durham is a registered financial advisor currently at MEDICUS WEALTH PLANNING, INC. located in Francis, Utah.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Durham & Company LLC, Not Investment Related, CPA Practice, Co-Owner/ Enrolled Agent, Start Date 11/2008, 120 hours/month with the majority of the hours during securities trading hours, Taxes , payroll, and bookkeeping
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Durham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2021 - Present
MEDICUS WEALTH PLANNING, INC.
Office #1: 89 Wild Willow Drive, Francis, UT 84036RIA
CRD#: 282904
Francis, UT
Past
March 31, 1987 - November 3, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MEDICUS WEALTH PLANNING, INC.
LUKE WEALTH MANAGEMENT INC | MEDICUS WEALTH PLANNING, INC. | MEDICUS WEALTH PLANNING | LUKE WEALTH MANAGEMENT, INC
CRD#: 282904 / SEC#: 801-130385
RIA
Registered Investment Advisory firm - (5/30/2024 Approved)Arizona
Registered Investment Advisory firm - (6/6/2024 Terminated)Texas
Registered Investment Advisory firm - (6/6/2024 Terminated)Utah
Registered Investment Advisory firm - (6/6/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(11/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MEDICUS WEALTH PLANNING, INC.
LUKE WEALTH MANAGEMENT INC | MEDICUS WEALTH PLANNING, INC. | MEDICUS WEALTH PLANNING | LUKE WEALTH MANAGEMENT, INC
CRD#: 282904 / SEC#: 801-130385
RIA
Registered Investment Advisory firm - (5/30/2024 Approved)Arizona
Registered Investment Advisory firm - (6/6/2024 Terminated)Texas
Registered Investment Advisory firm - (6/6/2024 Terminated)Utah
Registered Investment Advisory firm - (6/6/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11681 S 700 E Suite 200, Draper, UT 84020
Mailing Address
Phone number
(801) 994-4777
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 130,277,879 |
Red Flags
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