Walter Thomas Watford
Professional Summary
Walter Thomas Watford, who also goes by Tom Watford, was a registered financial advisor. Walter was a previously registered financial professional and started their career in finance 1987 - 1990. Walter had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Watford
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
FIRST CAPITAL PLANNERS, INC. | INDEPENDENT RESOURCE SECURITIES, INC.
Contact Information
Established
Mississippi since 12/08/1986Firm Type
CorporationFiscal Year End
DecemberDocuments
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1987About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Oct 1987About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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