Julie N. Steinman

ROBERTSON STEPHENS

Ketchum, ID 83340

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CRD#: 1619328

Professional summary

Julie Niles Steinman, CFP®, who also goes by Julie Marie Niles, Julie Marie Phillips, Julie Marie Steinman, Julie Marie Stringer, is a registered financial advisor currently at ROBERTSON STEPHENS located in Ketchum, Idaho and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in Ketchum, Idaho.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Julie has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Marie Niles | Julie Marie Phillips | Julie Marie Steinman | Julie Marie Stringer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ROBERTSON STEPHENS CAPITAL MARKETS; 675 SUN VALLEY RD, KETCHUM, ID 83440; BROKER DEALER; START: 10/08/2019; REGISTERED REPRESENTATIVE; 1% OF TIME SPENT IN THIS ACTIVITY. (2 )ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC; 675 SUN VALLEY RD, KETCHUM, ID 83440; RIA; START 5/31/2019; MANAGING DIRECTOR/INVESTMENT ADVISER REPRESENTATIVE; 99% OF TIME SPENT.IN THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Niles Steinman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 31, 2019 - Present

ROBERTSON STEPHENS

Office #1: 675 Sun Valley Road Suite G, Ketchum, ID 83340

RIA

CRD#: 289977

Ketchum, ID

Current

October 22, 2019 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 675 Sun Valley Road Suite G, Ketchum, ID 83340

CRD#: 290635

Ketchum, ID

Past

October 27, 2011 - June 12, 2019

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

KETCHUM, ID

Past

September 22, 2006 - June 12, 2019

RBC CAPITAL MARKETS, LLC

CRD#: 31194

KETCHUM, ID

Past

October 29, 1998 - September 13, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

KETCHUM, ID

Past

March 30, 1987 - June 10, 1997

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/17/2021)

IAR

Idaho
(5/31/2019)

Idaho
(10/22/2019)

IAR

Texas
(5/31/2019)

Washington
(7/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/27/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 2/7/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 4/28/1993

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julie N. Steinman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Niles Steinman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

A. G. EDWARDS & SONS, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2011

Series 63

Date: 2/13/1987

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1988

Series 6

Date: 3/27/1987

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 2/7/1994

Series 4

Date: 4/28/1993

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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