Jerry Dean Killion
Professional Summary
Jerry Dean Killion, who also goes by Jerry D Killion, is a registered financial advisor currently at FIRST WESTERN SECURITIES, INC. located in Lubbock, Texas. Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jerry has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerry Dean Killion, Jerry D Killion
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current Firm
FIRST WESTERN SECURITIES | FIRST WESTERN SECURITIES, INC.
Contact Information
Main Address
669 Airport Freeway #409 Suite 409, Hurst, TX 76053Mailing Address
669 Airport Freeway #409, Hurst, TX 76053Phone Number
(817) 553-1492Established
Texas since 03/27/1987Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
7FINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
35AUM (Assets Under Management)
$48,648,049Disclosures
Regulatory Event
5Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
(7/27/2010)
(7/26/2010)
(10/19/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1987About the Series 6 examSRO Registrations
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Dean Killion's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerry Dean Killion's CRS (Customer Relationship Summary).
Similar Advisors
NYLIFE SECURITIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DUCHARME WEALTH ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED