Jerry Dean Killion

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years registered in the securities industry

Current & Past Employments

Current

FIRST WESTERN SECURITIES, INC.Current·CRD# 19537

RIA

BD

2817 74th, Lubbock, TX 79423

October 19, 2010 - Present

FIRST WESTERN SECURITIES, INC.Current·CRD# 19537

RIA

BD

2817 74th, Lubbock, TX 79423

July 19, 2010 - Present

Past

F & S ASSET MANAGEMENT GROUP, INC.Past·CRD# 145695

RIA

Lubbock, TX

January 14, 2008 - November 22, 2010

OSAIC FS, INC.Past·CRD# 3870

BD

Lubbock, TX

January 17, 2008 - May 5, 2010

CINCINNATI ANALYSTS, INC.Past·CRD# 5478

RIA

Lubbock, TX

March 8, 2004 - December 21, 2007

CINCINNATI ANALYSTS, INC.Past·CRD# 5478

BD

Lubbock, TX

January 20, 2004 - December 21, 2007

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

RIA

Lubbock, TX

May 3, 2001 - January 8, 2004

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

BD

Windsor, CT

May 3, 2001 - January 8, 2004

WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421

BD

Oakdale, MN

October 20, 1992 - May 3, 2001

MML INVESTORS SERVICES, LLCPast·CRD# 10409

BD

Springfield, MA

March 5, 1987 - October 16, 1992

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Current Firm

FW

FIRST WESTERN SECURITIES, INC.

FIRST WESTERN SECURITIES | FIRST WESTERN SECURITIES, INC.

CRD#: 19537 / SEC#: 801-70430, 8-37613

RIA

Registered Investment Advisory firm - SEC (6/18/2012 Terminated)

Arizona

Registered Investment Advisory firm - SEC (11/15/2013 Approved)

California

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Georgia

Registered Investment Advisory firm - SEC (9/18/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (10/3/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/30/2012 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

669 Airport Freeway #409 Suite 409, Hurst, TX 76053

Mailing Address

669 Airport Freeway #409, Hurst, TX 76053

Phone Number

(817) 553-1492

Established

Texas since 03/27/1987

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

# of Employees

7

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIRST WESTERN SECURITIES VOTING TRUST	VOTING TRUST	—
FERGUSON, RANDAL EARL	PRESIDENT/CHIEF COMPLIANCE OFFICER	859884
KILPATRICK, BRYAN CRAIG	CFO/FOP	1278558

Regulatory Assets Under Management

Total Number of Accounts

35

AUM (Assets Under Management)

$48,648,049

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT for EMPLOYEE BENEFITS ASSOCIATES. APPROX 100 HRS/MO, DURING TRADING HOURS - NOT INVESTMENT RELATED.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Oklahoma
(7/27/2010)

RR

Texas
(7/26/2010)

IAR

Texas
(10/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.