Nancy J. Zeller-landau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy J Zeller-landau, who also goes by Nancy Jill Zeller, Nancy Jill Zeller-landau, Nancy J Zellerlandau, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1987. Nancy had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - June 29, 2016
CRT CAPITAL GROUP LLC
September 13, 2010 - April 20, 2015
STERNE, AGEE & LEACH, INC.
June 9, 2008 - July 19, 2010
BOENNING & SCATTERGOOD, INC.
September 9, 2003 - February 26, 2008
BANC OF AMERICA SECURITIES LLC
April 4, 1991 - September 3, 2003
MORGAN STANLEY & CO. LLC
July 18, 1990 - March 8, 1991
CREDIT SUISSE SECURITIES (USA) LLC
March 24, 1987 - July 18, 1988
MANUFACTURERS HANOVER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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