Robert L. Snider

OMNICAP

NEW YORK, NY 10014

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CRD#: 1619019

Professional summary

Robert Louis Snider JR is a registered financial professional currently at OMNICAP, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Louis Snider JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2006 - Present

OMNICAP, LLC

Office #1: 99 Jane Street Suite 2l, New York, NY 10014

CRD#: 137353

NEW YORK, NY

Past

August 26, 2005 - April 12, 2006

INTE SECURITIES LLC

CRD#: 47107

BOCA RATON, FL

Past

November 22, 1999 - March 14, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 20, 1999 - November 15, 1999

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

August 21, 1995 - April 28, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 14, 1990 - September 6, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 8, 1989 - November 16, 1990

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

June 14, 1988 - May 18, 1989

QUADREX SECURITIES CORPORATION

CRD#: 13305

Past

March 7, 1987 - March 15, 1988

MANUFACTURERS HANOVER SECURITIES CORPORATION

CRD#: 14434

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/7/2006)

Texas
(4/18/2019)

Exams

State Security Law Exam

Series 63

Date: 12/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/23/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OMNICAP, LLC

CRD#: 137353 / SEC#: , 8-67082

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

99 Jane Street Suite 2l, New York, NY 10014

Mailing Address

99 Jane Street Suite 2l, New York, NY 10014

Phone number

(917) 498-2318

Established

Delaware since 04/11/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SNIDER, ROBERT LOUIS JR	MANAGING MEMBER CEO/PRES., CCO	1619019
OBSBAUM, FREDRIC MICHAEL	FINOP	1160811

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Snider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Louis Snider JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTE SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

GRUNTAL & CO., L.L.C.

PERSHING LLC

J.P. MORGAN SECURITIES LLC

MORGAN KEEGAN & COMPANY, LLC

QUADREX SECURITIES CORPORATION

MANUFACTURERS HANOVER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1988

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/23/1991

Series 7

Date: 1/17/1987

Series 14

Date: 1/2/2023

Series 24

Date: 12/22/2005

FINRA

Current Firm

OMNICAP, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OMNICAP, LLC

TRUST BUT VERIFY

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