George F. Fahey
Professional summary
George Francis Fahey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, George had worked at 3 firms, which includes MONEX SECURITIES INC., INVERWORLD SECURITIES INC., KNIBBE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1999 - November 29, 1999
MONEX SECURITIES, INC.
December 3, 1987 - May 10, 2002
INVERWORLD SECURITIES, INC.
January 21, 1987 - December 18, 1987
KNIBBE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/14/1985
Non-Member General Securities ExaminationCurrent Firm
MONEX SECURITIES, INC.
CRD#: 30362 / SEC#: , 8-44874
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
Red Flags
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