Robert J. Calamunci

Some features on this profile are disabled

CRD#: 1618899

Professional summary

Robert Joseph Calamunci SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Robert had worked at 37 firms, which includes NYPPEX LLC, WYNSTON HILL CAPITAL LLC, OPES BESPOKE SECURITIES LLC, SEQUOIA INVESTMENTS INC., AAG CAPITAL INC, MERGER & ACQUISITION CAPITAL SERVICES LLC, ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC, EMPIRE ASSET MANAGEMENT COMPANY, XNERGY FINANCIAL LLC, INDEPENDENT BROKERS LLC, OPENING NIGHT CAPITAL LLC, SECUREVEST FINANCIAL GROUP, SEIDEL & CO. LLC, ITB SECURITIES LLC, FURTHER LANE SECURITIES L.P., TOUSSAINT CAPITAL PARTNERS LLC, BSG MARKETS LLC, GLEN EAGLE WEALTH LLC, THINKEQUITY LLC, BEDROK SECURITIES LLC, M.E.S.A. SECURITIES INC., FIRST AMERICAN SECURITIES INC., MCCAFFERTY & COMPANY LLC, EMERGING MANAGER ADVISORS LLC, WESTON INTERNATIONAL CAPITAL MARKETS LLC, SEMAZA SECURITIES LLC, THOR CAPITAL LLC, AUGMENT SECURITIES INC., NANES DELORME CAPITAL MANAGEMENT LLC, WILMINGTON CAPITAL SECURITIES LLC, REFCO SECURITIES LLC, ELECTRONIC ACCESS DIRECT INC., UTENDAHL CAPITAL PARTNERS L.P., UTENDAHL CAPITAL GROUP LLC, E STREET ACCESS, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Robert J Calamunci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 9, 2021 - December 19, 2022

NYPPEX, LLC

CRD#: 47654

LANSING, MI

Past

August 5, 2020 - June 19, 2022

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

May 11, 2019 - December 16, 2022

OPES BESPOKE SECURITIES LLC

CRD#: 129841

NEW YORK, NY

Past

December 24, 2018 - December 16, 2022

SEQUOIA INVESTMENTS, INC.

CRD#: 39341

myrtle beach, SC

Past

April 17, 2018 - June 11, 2020

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

Shrewsbury, NJ

Past

November 29, 2017 - January 11, 2021

AAG CAPITAL, INC

CRD#: 188

WESLEY CHAPEL, FL

Past

June 2, 2017 - August 30, 2018

MERGER & ACQUISITION CAPITAL SERVICES, LLC

CRD#: 135113

NEW YORK, NY

Past

October 19, 2016 - May 21, 2017

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

ENGLEWOOD, NJ

Past

March 29, 2016 - December 31, 2017

EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007

NEW YORK, NY

Past

January 4, 2016 - December 21, 2022

XNERGY FINANCIAL LLC

CRD#: 144436

LOS ANGELES, CA

Past

December 17, 2015 - March 2, 2018

INDEPENDENT BROKERS LLC

CRD#: 136163

WOODBURY, NY

Past

March 5, 2015 - October 5, 2016

OPENING NIGHT CAPITAL, LLC

CRD#: 165034

NEW YORK, NY

Past

March 2, 2015 - April 27, 2015

SECUREVEST FINANCIAL GROUP

CRD#: 10100

MORRISTOWN, NJ

Past

February 5, 2015 - January 3, 2017

SEIDEL & CO., LLC

CRD#: 42821

NEW YORK, NY

Past

January 24, 2014 - November 16, 2015

ITB SECURITIES, LLC

CRD#: 132665

NEW YORK, NY

Past

November 14, 2013 - March 21, 2014

FURTHER LANE SECURITIES, L.P.

CRD#: 38162

NEW YORK, NY

Past

July 2, 2013 - April 8, 2015

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290

FREEHOLD, NJ

Past

May 15, 2013 - November 18, 2013

BSG MARKETS LLC

CRD#: 127137

NEW YORK, NY

Past

May 1, 2013 - May 29, 2013

GLEN EAGLE WEALTH, LLC

CRD#: 124504

PRINCETON, NJ

Past

May 1, 2013 - March 7, 2016

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Past

May 1, 2013 - June 8, 2020

BEDROK SECURITIES LLC

CRD#: 13134

RYE, NY

Past

December 13, 2012 - June 13, 2014

M.E.S.A. SECURITIES, INC.

CRD#: 136138

NEW YORK, NY

Past

December 12, 2012 - June 21, 2013

FIRST AMERICAN SECURITIES, INC.

CRD#: 35841

ORRVILLE, OH

Past

April 27, 2012 - May 8, 2012

MCCAFFERTY & COMPANY, LLC

CRD#: 147259

LOS ANGELES, CA

Past

October 5, 2011 - September 30, 2021

EMERGING MANAGER ADVISORS LLC

CRD#: 151079

Jersey City, NJ

Past

August 9, 2011 - January 7, 2013

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290

FREEHOLD, NJ

Past

June 22, 2011 - October 24, 2011

WESTON INTERNATIONAL CAPITAL MARKETS LLC

CRD#: 130742

NEW YORK, NY

Past

May 18, 2010 - September 17, 2010

SEMAZA SECURITIES, LLC

CRD#: 139548

BROOKLYN, NY

Past

April 29, 2010 - August 12, 2010

EMERGING MANAGER ADVISORS LLC

CRD#: 151079

JERSEY CITY, NJ

Past

February 25, 2010 - June 6, 2011

THOR CAPITAL LLC

CRD#: 45716

FORT LEE, NJ

Past

February 19, 2010 - May 1, 2015

EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007

NEW YORK, NY

Past

December 18, 2009 - November 3, 2010

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

November 24, 2009 - October 18, 2017

NANES, DELORME CAPITAL MANAGEMENT LLC

CRD#: 104135

NEW YORK, NY

Past

December 19, 2008 - September 19, 2013

SEQUOIA INVESTMENTS, INC.

CRD#: 39341

ROSWELL, GA

Past

August 5, 2008 - December 8, 2022

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839

GARDEN CITY, NY

Past

April 27, 2006 - February 23, 2007

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

February 16, 2006 - September 17, 2007

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

MATAWAN, NJ

Past

September 21, 2005 - November 18, 2005

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

SARASOTA, FL

Past

August 23, 2004 - March 10, 2006

UTENDAHL CAPITAL PARTNERS, L.P.

CRD#: 30115

NEW YORK, NY

Past

August 23, 2004 - March 10, 2006

UTENDAHL CAPITAL GROUP, LLC

CRD#: 113617

NEW YORK, NY

Past

November 3, 2003 - June 28, 2005

ELECTRONIC ACCESS DIRECT, INC.

RIA

CRD#: 36975

TINTON FALLS, NJ

Past

May 7, 2003 - June 28, 2005

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

SARASOTA, FL

Past

September 4, 2001 - April 14, 2004

E STREET ACCESS

CRD#: 100320

ENGLISHTOWN, NJ

Past

November 23, 1994 - August 14, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 23, 1994 - August 14, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/9/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/24/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 56

Date: 9/28/2011

Proprietary Trader Qualification Examination

General Industry/Product Exam

Series 7

Date: 11/22/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 10/28/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 10/15/2011

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 2/3/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/13/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/23/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NYPPEX, LLC

CRD#: 47654 / SEC#: , 8-51849

Approved by SEC on 11/29/1999

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 03/27/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NYPPEX HOLDINGS LLC	OWNER
VITTOR, GREG TODD	FINOP	1864219
SCHUNK, MICHAEL JOSEPH	CHIEF COMPLIANCE OFFICER	732595

Disclosures

Regulatory Event	10
Civil Event	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert J. Calamunci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WYNSTON HILL CAPITAL, LLC

OPES BESPOKE SECURITIES LLC

SEQUOIA INVESTMENTS, INC.

WYNSTON HILL CAPITAL, LLC

AAG CAPITAL, INC

MERGER & ACQUISITION CAPITAL SERVICES, LLC

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

EMPIRE ASSET MANAGEMENT COMPANY

XNERGY FINANCIAL LLC

INDEPENDENT BROKERS LLC

OPENING NIGHT CAPITAL, LLC

SECUREVEST FINANCIAL GROUP

SEIDEL & CO., LLC

ITB SECURITIES, LLC

FURTHER LANE SECURITIES, L.P.

TOUSSAINT CAPITAL PARTNERS, LLC

BSG MARKETS LLC

GLEN EAGLE WEALTH, LLC

THINKEQUITY LLC

BEDROK SECURITIES LLC

M.E.S.A. SECURITIES, INC.

FIRST AMERICAN SECURITIES, INC.

MCCAFFERTY & COMPANY, LLC

EMERGING MANAGER ADVISORS LLC

TOUSSAINT CAPITAL PARTNERS, LLC

WESTON INTERNATIONAL CAPITAL MARKETS LLC

SEMAZA SECURITIES, LLC

EMERGING MANAGER ADVISORS LLC

THOR CAPITAL LLC

EMPIRE ASSET MANAGEMENT COMPANY

AUGMENT SECURITIES INC.

NANES, DELORME CAPITAL MANAGEMENT LLC

SEQUOIA INVESTMENTS, INC.

WILMINGTON CAPITAL SECURITIES, LLC

REFCO SECURITIES, LLC

ELECTRONIC ACCESS DIRECT, INC.

ELECTRONIC ACCESS DIRECT, INC.

UTENDAHL CAPITAL PARTNERS, L.P.

UTENDAHL CAPITAL GROUP, LLC

ELECTRONIC ACCESS DIRECT, INC.

ELECTRONIC ACCESS DIRECT, INC.

E STREET ACCESS

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2013

Series 65

Date: 9/24/1999

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 56

Date: 9/28/2011

Series 7

Date: 11/22/1994

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 53

Date: 10/28/2011