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Anthony Libero Pullara

CRD# 1618744·Registered 1987 - 1989
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Libero Pullara, who also goes by Anthony Pullara, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1987 - 1989. Anthony had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Pullara

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MARSHALL DAVIS, INC.·CRD# 16278
BD
March 7, 1989 - September 13, 1989
AMERICAN WALLSTREET SECURITIES, INC.·CRD# 21256
BD
February 27, 1989 - February 27, 1989
MARSHALL DAVIS, INC.·CRD# 16278
BD
August 3, 1987 - November 25, 1988
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
February 26, 1987 - July 24, 1987

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Current Firm

MD
MARSHALL DAVIS, INC.

MARSHALL DAVIS, INC. | NORTH AMERICAN VENDING CORPORATION

CRD#: 16278 / SEC#: 8-33619
BD
Expelled by FINRA on 05/30/1991

Contact Information

Established

Nevada since 12/18/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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