Andrew A. Lagrone
Professional summary
Andrew Arthur Lagrone, who also goes by Andy Lagrone, is a registered financial advisor currently at LATHROP INVESTMENT MANAGEMENT COMPANY located in Little Rock, Arkansas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 16, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Arthur Lagrone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2025 - Present
LATHROP INVESTMENT MANAGEMENT COMPANY
Office #1: 500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227February 4, 2000 - April 29, 2025
LATHROP INVESTMENT MANAGEMENT CORP
January 1, 1996 - December 5, 2000
STERNE, AGEE & LEACH, INC.
January 27, 1987 - December 20, 1995
SAL CLEARING CORPORATION
Primary Firm SEC Registration
LATHROP INVESTMENT MANAGEMENT COMPANY
CRD#: 334458 / SEC#: 801-131853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2025)
(4/28/2025)
Exams
Current Firm
LATHROP INVESTMENT MANAGEMENT COMPANY
CRD#: 334458 / SEC#: 801-131853
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 818 |
| AUM (Assets Under Management) | $ 937,096,914 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/06/2025 |
Red Flags
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