Robert G. Ullrich
Professional summary
Robert George Ullrich JR is a registered financial professional currently at ABACUS INVESTMENTS, INC. located in Dousmans, Wisconsin.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 28 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert George Ullrich JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 1994 - Present
ABACUS INVESTMENTS, INC.
Office #1: S33 W35676 Meadow Trail, Dousmans, WI 53118January 21, 1987 - April 24, 1987
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/1994)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/28/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ABACUS INVESTMENTS, INC.
CRD#: 35127 / SEC#: , 8-46571
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC. | OWNER | |
| HOHENSEE, FREDERICK EARL | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1431948 |
Red Flags
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Company Information
ABACUS INVESTMENTS, INC.
CRD#: 35127Dousmans, WI 53118TRUST BUT VERIFY
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