Mark P. Gervig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Philip Gervig SR, who also goes by Mark Philip Sr Gervig, Mark Phillip Gervig Sr, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2015 - August 16, 2017
PNC CAPITAL ADVISORS LLC
December 26, 2014 - August 16, 2017
FORESIDE DISTRIBUTION SOLUTIONS, LLC
August 2, 2012 - June 20, 2014
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
May 29, 2012 - July 9, 2014
INTERCAROLINA FINANCIAL SERVICES, INC.
February 8, 2008 - January 19, 2011
INVESTMENT PROFESSIONALS, INC.
November 7, 1989 - December 12, 2006
FIDELITY BROKERAGE SERVICES LLC
March 25, 1987 - October 25, 1989
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 08/24/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
