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Mark Philip Gervig

FARMERS FINANCIAL SOLUTIONS
WACO, TX
·CRD# 1618466·39 years registered

Professional Summary

Mark Philip Gervig, who also goes by Mark Philip Gervig Sr, Mark Philip Sr Gervig, Mark Phillip Gervig Sr, is a registered financial advisor currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Waco, Texas. Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 8 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Philip Gervig Sr, Mark Philip Sr Gervig, Mark Phillip Gervig Sr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years registered in the securities industry

Current & Past Employments

Current

FARMERS FINANCIAL SOLUTIONS, LLCCurrent·CRD# 103863
BD
213a Old Hewitt Rd Bldg A, Waco, TX 76712
May 4, 2026 - Present

Past

PNC CAPITAL ADVISORS LLCPast·CRD# 151829
RIA
Raleigh, NC
March 2, 2015 - August 16, 2017
FORESIDE DISTRIBUTION SOLUTIONS, LLCPast·CRD# 118787
BD
Raleigh, NC
December 26, 2014 - August 16, 2017
INTERCAROLINA FINANCIAL SERVICES, INC.Past·CRD# 19475
BD
Greensboro, NC
May 29, 2012 - July 9, 2014
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.Past·CRD# 106156
RIA
Greenville, SC
August 2, 2012 - June 20, 2014
INVESTMENT PROFESSIONALS, INC.Past·CRD# 30184
BD
Wareham, MA
February 8, 2008 - January 19, 2011
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Boston, MA
November 7, 1989 - December 12, 2006
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
March 25, 1987 - October 25, 1989

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Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

30700 Russell Ranch Road Office #214, Westlake Village, CA 91361

Mailing Address

30700 Russell Ranch Road Office #214, Westlake Village, CA 91362

Phone Number

(818) 584-0200

Established

Nevada since 12/21/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER—
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HOHL, DOREN EUGENEBAORD MEMBER1953425
JUE, DONALDBOARD MEMBER8289094
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(10/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2012About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed May 2026About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2026About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Sep 1992
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Philip Gervig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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