Frank Gibilisco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Gibilisco, who also goes by Frank Anthony Gibilisco, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1987. Frank had worked at 11 firms and has passed the Series 66, Series 65, Series 57TO, SIE, Series 7, Series 55, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - April 6, 2020
T3 TRADING GROUP, LLC
August 12, 2019 - November 18, 2019
WEALTH ADVISORS, INC.
October 12, 2018 - May 24, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
October 11, 2018 - May 24, 2019
FIRST ALLIED SECURITIES, INC.
July 20, 2018 - October 15, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2018 - October 15, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2015 - December 6, 2017
JDG MANAGEMENT, LLC
November 29, 2011 - December 31, 2014
JDG MANAGEMENT, LLC
January 28, 2011 - March 11, 2011
OCEAN VIEW CAPITAL, LLC
March 31, 1997 - January 14, 2007
FG MANAGEMENT LLC
July 22, 1992 - July 26, 2005
CALIFORNIA NETWORK CAPITAL, INC.
May 31, 1989 - September 10, 1992
FIRST AFFILIATED SECURITIES
March 25, 1987 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/16/2020
Securities Trader ExamSeries 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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