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FG

Frank Gibilisco

CRD# 1618399·Registered 1987 - 2020
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Gibilisco, who also goes by Frank Anthony Gibilisco, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1987 - 2020. Frank had worked at 11 firms and has passed the Series 66, Series 65, Series 57TO, SIE, Series 7, Series 55, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Anthony Gibilisco

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

T3 TRADING GROUP, LLC·CRD# 154431
BD
New York, NY
November 19, 2019 - April 6, 2020
WEALTH ADVISORS, INC.·CRD# 130478
RIA
Rancho Santa Fe, CA
August 12, 2019 - November 18, 2019
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
Rancho Santa Fe, CA
October 12, 2018 - May 24, 2019
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Rancho Santa Fe, CA
October 11, 2018 - May 24, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
San Diego, CA
July 20, 2018 - October 15, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
San Diego, CA
July 13, 2018 - October 15, 2018
JDG MANAGEMENT, LLC·CRD# 153469
RIA
Del Mar, CA
February 23, 2015 - December 6, 2017
JDG MANAGEMENT, LLC·CRD# 153469
RIA
Del Mar, CA
November 29, 2011 - December 31, 2014
OCEAN VIEW CAPITAL, LLC·CRD# 148616
BD
Rancho Santa Fe, CA
January 28, 2011 - March 11, 2011
FG MANAGEMENT LLC·CRD# 107210
RIA
Rancho Santa Fe, CA
March 31, 1997 - January 14, 2007
CALIFORNIA NETWORK CAPITAL, INC.·CRD# 30203
BD
Del Mar, CA
July 22, 1992 - July 26, 2005
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
May 31, 1989 - September 10, 1992
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
San Diego, CA
March 25, 1987 - May 31, 1989

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Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2018About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2011About the Series 65 exam

Series 57TO — Securities Trader Exam

Passed Jan 2020About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2018About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 27 — Financial and Operations Principal Examination

Passed Jun 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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