Eric N. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Nathaniel Hunter was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1987. Eric had worked at 13 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - December 31, 2023
DECAL FINANCIAL MANAGEMENT
January 15, 2015 - December 31, 2017
DECAL FINANCIAL MANAGEMENT
March 30, 2010 - December 31, 2014
DECAL FINANCIAL MANAGEMENT
June 9, 2005 - February 11, 2010
NFSG CORPORATION
February 8, 2005 - February 11, 2010
NEWBRIDGE SECURITIES CORPORATION
January 12, 2005 - January 26, 2005
JHS CAPITAL ADVISORS, LLC
February 6, 2004 - December 31, 2004
INDEPENDENT FINANCIAL GROUP, INC.
February 6, 2004 - December 31, 2004
INDEPENDENT FINANCIAL GROUP, LLC
October 29, 2001 - March 1, 2004
SPELMAN & CO., INC.
October 1, 2001 - March 1, 2004
SPELMAN & CO., INC.
April 29, 1993 - October 11, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 1991 - April 27, 1993
JANNEY MONTGOMERY SCOTT LLC
October 11, 1991 - November 25, 1991
JOSEPHTHAL & CO., INC.
July 2, 1990 - October 23, 1991
JJC SECURITIES CO., INC.
March 17, 1989 - July 12, 1990
ROYCE PARK INVESTMENTS, INC.
May 21, 1987 - March 27, 1989
R.B. MARICH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DECAL FINANCIAL MANAGEMENT
CRD#: 153000 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
