Brian J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Murphy, CFP®, who also goes by Brian Murphy, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1987. Brian had worked at 9 firms and has passed the Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2012 - January 6, 2026
TRG CAPITAL MANAGEMENT, INC.
March 15, 2011 - February 6, 2013
CLAYTON LOWELL, & CONGER INC
January 13, 2011 - May 28, 2013
ADIRONDACK TRADING GROUP LLC
November 16, 2010 - February 6, 2013
RIDGEWAY & CONGER, INC.
November 8, 2010 - February 6, 2013
RIDGEWAY CONGER ADVISORY SERVICES
April 3, 1995 - July 6, 2009
CADARET, GRANT & CO., INC.
September 29, 1987 - April 3, 1995
LESKO SECURITIES INC.
March 30, 1987 - October 30, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 1987 - April 27, 1987
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRG CAPITAL MANAGEMENT, INC.
CRD#: 146674 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 350 |
| AUM (Assets Under Management) | $ 103,335,390 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 09/10/2024 | ||
| 09/19/2023 | ||
| 09/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
