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Gerald Daniel Kasper

Gerald D. Kasper

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CRD#: 1618132
Gerald Daniel Kasper

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Daniel Kasper, CFP®, who also goes by Jerry Kasper, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1987. Gerald had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Kasper

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KCT Credit Union, first location, non-investment-related, 111 Hawthorne St., Elgin, IL 60120: Nature of business: Credit Union Banking, Position: Financial Adviser, Started January 2020, Approximate number of hours/month you devote 30+, Duties: Assist customers of credit union by providing financial advice across the platform of credit union savings and investment vehicles. KCT Credit Union, second location, non-investment-related, 28 N. 5th Street, Geneva, IL 60134: Nature of business: Credit Union Banking, Position: Financial Adviser, Started July 2021, Approximate number of hours/month you devote 30+, Duties: Assist customers of credit union by providing financial advice across the platform of credit union savings and investment vehicles.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

March 20, 2020 - January 4, 2023

MINISTRY PARTNERS SECURITIES, LLC

RIA
CRD#: 154349
Elgin, IL
Past

February 3, 2020 - January 4, 2023

MINISTRY PARTNERS SECURITIES, LLC

BD
CRD#: 154349
Elgin, IL
Past

October 2, 2015 - March 29, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LOMBARD, IL
Past

December 7, 2011 - December 31, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
RALEIGH, NC
Past

December 7, 2011 - December 31, 2014

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
RALEIGH, NC
Past

January 26, 2006 - December 31, 2006

MEMBERS TRUST COMPANY

RIA
CRD#: 125082
RALEIGH, NC
Past

January 18, 2006 - December 7, 2011

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
RALEIGH, NC
Past

April 11, 2005 - January 18, 2006

MEMBERS TRUST COMPANY

RIA
CRD#: 125082
RALEIGH, NC
Past

February 4, 2005 - December 7, 2011

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
RALEIGH, NC
Past

April 10, 2003 - January 3, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

April 18, 2001 - January 14, 2003

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 18, 2001 - January 14, 2003

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

November 23, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

November 23, 1999 - February 26, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

July 11, 1990 - June 29, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 11, 1990 - June 29, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

April 25, 1989 - July 20, 1990

HOWE BARNES HOEFER & ARNETT, INC.

BD
CRD#: 2240
CHICAGO, IL
Past

January 21, 1987 - June 29, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/20/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/28/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MP
MINISTRY PARTNERS SECURITIES, LLC
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC

CRD#: 154349 / SEC#: , 8-68628

California
Registered Investment Advisory firm - SEC (7/10/2013 Approved)
Idaho
Registered Investment Advisory firm - SEC (12/12/2022 Approved)
Illinois
Registered Investment Advisory firm - SEC (3/20/2020 Approved)
Oregon
Registered Investment Advisory firm - SEC (3/29/2018 Approved)
Tennessee
Registered Investment Advisory firm - SEC (2/18/2025 Approved)
Texas
Registered Investment Advisory firm - SEC (5/15/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
One Pointe Dr Suite 205, Brea, CA 92821
Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362
Phone number
(714) 671-5720
Established
Delaware since 04/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
MINISTRY PARTNERS INVESTMENT COMPANY, LLCPARENT
FLUDE, DANIEL ALLANPRINCIPAL FINANCIAL OFFICER, FINOP5813596
SWEENEY, BRIAN PATRICKCCO4174087
THOMPSON, DARREN MENDELLCEO, PRINCIPAL OPERATING OFFICER5402755

Regulatory assets under management


Total Number of Accounts115
AUM (Assets Under Management)$ 15,166,934

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MINISTRY PARTNERS SECURITIES, LLC

CRD#: 154349

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