Steven L. Hinrichs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Hinrichs, who also goes by Steve Hinrichs, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2015 - December 31, 2016
THE LEADERS GROUP, INC.
November 3, 2000 - December 31, 2013
AMERITAS INVESTMENT COMPANY, LLC
May 7, 1996 - November 26, 1999
CETERA WEALTH SERVICES, LLC
January 5, 1995 - June 12, 1995
LOCUST STREET SECURITIES, INC.
May 18, 1992 - June 16, 1993
WALL STREET ACCESS
March 18, 1991 - May 18, 1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
April 28, 1987 - March 22, 1991
MARKETING ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
