Randolph H. Clark
Professional summary
Randolph Hamilton Clark, who also goes by Randolph Hamilton Clark, Randolph Clark, Randy Clark, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.
Randolph is registered as a RR (Registered Representative) and started their career in finance in 1987. Randolph has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randolph Hamilton Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2018 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105January 17, 2018 - October 10, 2018
SILVER LEAF PARTNERS, LLC
June 16, 2014 - January 30, 2016
WADDELL & REED
June 16, 2014 - January 30, 2016
IVY DISTRIBUTORS, INC.
January 24, 2013 - June 24, 2014
EMG CAPITAL LLC
September 5, 2003 - May 21, 2007
JANUS HENDERSON DISTRIBUTORS US LLC
May 4, 1998 - June 17, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 14, 1996 - March 4, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
March 24, 1995 - May 2, 1996
CITIGROUP GLOBAL MARKETS INC.
January 28, 1995 - March 31, 1995
UBS FINANCIAL SERVICES INC.
March 10, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
January 15, 1991 - February 7, 1992
KIDDER, PEABODY & CO. INCORPORATED
February 13, 1990 - December 17, 1990
MORGAN STANLEY DW INC.
February 26, 1987 - November 30, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2021)
(10/11/2018)
(10/11/2018)
(10/11/2018)
(1/5/2021)
(10/11/2018)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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