Susan Risner
Professional summary
Susan Risner, who also goes by Susan Risner Hurley, is a registered financial advisor currently at SOUND FINANCIAL ADVISORS, INC. located in Cle Elum, Washington.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Susan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Risner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 1996 - Present
SOUND FINANCIAL ADVISORS, INC.
May 24, 2012 - December 31, 2019
KMS FINANCIAL SERVICES, INC.
February 8, 1999 - December 31, 2019
KMS FINANCIAL SERVICES, INC.
October 10, 1996 - December 31, 2003
SOUND FINANCIAL ADVISORS, INC.
September 25, 1996 - February 8, 1999
PENTAD SECURITIES, INC.
May 1, 1991 - September 23, 1996
PACIFIC HARBOR SECURITIES, INC.
February 5, 1990 - May 6, 1991
OSAIC WEALTH, INC.
April 12, 1988 - February 27, 1990
METROPOLITAN LIFE INSURANCE COMPANY
April 12, 1988 - February 27, 1990
MSI FINANCIAL SERVICES, INC.
February 17, 1987 - March 31, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/1996)
Exams
Current Firm
SOUND FINANCIAL ADVISORS, INC.
CRD#: 115875 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 17,806,176 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
