Dennis R. Lamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Ray Lamson, who also goes by Dennis R Lamson, Denny Lamson, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - December 1, 2014
STRATEGIC FINANCIAL MANAGEMENT, INC.
January 18, 2012 - May 22, 2012
STRATEGIC FINANCIAL MANAGEMENT, INC.
April 11, 2011 - June 23, 2011
STRATEGIC FINANCIAL MANAGEMENT, INC.
October 17, 2008 - December 31, 2009
STRATEGIC FINANCIAL MANAGEMENT, INC.
April 30, 2008 - December 31, 2008
VISION BROKERAGE SERVICES, LLC
January 24, 2003 - May 8, 2006
VISION BROKERAGE SERVICES, LLC
July 7, 1998 - May 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1998 - June 16, 1998
RBC CAPITAL MARKETS, LLC
July 17, 1992 - March 2, 1998
DAIN RAUSCHER INCORPORATED
May 30, 1990 - July 31, 1992
UBS FINANCIAL SERVICES INC.
January 29, 1987 - June 19, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC FINANCIAL MANAGEMENT, INC.
CRD#: 148076 / SEC#: 801-69609
Contact information
Red Flags
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