Galan G. Daukas

BRADLEY FOSTER & SARGENT

HARTFORD, CT 06103-3402

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CRD#: 1617862

Professional summary

Galan George Daukas, CFP® is a registered financial advisor currently at BRADLEY FOSTER & SARGENT INC located in Hartford, Connecticut.

Galan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Galan has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Galan George Daukas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

March 29, 2021 - Present

BRADLEY FOSTER & SARGENT INC

Office #1: 185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402Office #2: 777 South Flagler Drive, West Palm Beach, FL 33401

RIA

CRD#: 106928

HARTFORD, CT

Past

March 21, 2014 - August 2, 2019

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

November 4, 2005 - May 24, 2013

WESTON SECURITIES CORPORATION

CRD#: 15743

WELLESLEY, MA

Past

May 7, 2004 - August 3, 2005

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/29/2021)

IAR

Florida
(6/3/2021)

IAR

Massachusetts
(6/29/2021)

IAR

New York
(3/29/2021)

IAR

Rhode Island
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/14/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/6/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/5/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

Mailing Address

Phone number

(860) 527-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADLEY, FOSTER & SARGENT (2/25/2026)

Regulatory assets under management

Total Number of Accounts	4,971
AUM (Assets Under Management)	$ 9,072,939,203

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/22/2026	Cover Page	Report
11/22/2024	Cover Page	Report
02/02/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Galan G. Daukas

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Galan George Daukas's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S SECURITIES, INC.

WESTON SECURITIES CORPORATION

AMG DISTRIBUTORS, INC.

Primary Firm SEC Registration

BRADLEY FOSTER & SARGENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/2004

Series 65

Date: 8/14/1998

SIE

Date: 10/1/2018

Series 6

Date: 1/6/2004

Series 26

Date: 3/5/2004

Current Firm

BRADLEY FOSTER & SARGENT INC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRADLEY FOSTER & SARGENT INC

TRUST BUT VERIFY

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