David B. Edlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Barry Edlin was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2009 - September 13, 2021
COHEN & STEERS SECURITIES, LLC
January 31, 2006 - October 6, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 22, 2002 - August 22, 2005
DWS DISTRIBUTORS, INC.
January 30, 1987 - April 9, 2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/5/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/5/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
