John B. Harfert
Professional summary
John B Harfert, who also goes by John Barnes Harfert, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Colorado Springs, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John B Harfert's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2026 - Present
PARKLAND SECURITIES, LLC
October 16, 2024 - December 8, 2025
ONEAMERICA SECURITIES, INC.
September 22, 2021 - December 15, 2022
ONEAMERICA SECURITIES, INC.
January 30, 2019 - September 14, 2021
PRUCO SECURITIES, LLC.
March 8, 2017 - January 22, 2019
MML INVESTORS SERVICES, LLC
July 19, 2016 - March 17, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 6, 2010 - August 3, 2016
PARK AVENUE SECURITIES LLC
September 18, 2007 - March 25, 2010
SUNSET FINANCIAL SERVICES, INC.
December 1, 2006 - September 17, 2007
QUESTAR CAPITAL CORPORATION
January 5, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
April 12, 2002 - January 6, 2005
WORLD GROUP SECURITIES, INC.
March 22, 1999 - April 12, 2002
WMA SECURITIES, INC.
August 23, 1991 - April 20, 1993
MML INVESTORS SERVICES, LLC
March 22, 1990 - August 23, 1991
CONSOLIDATED INVESTMENT SERVICES, INC.
June 4, 1987 - April 4, 1990
METROPOLITAN LIFE INSURANCE COMPANY
June 4, 1987 - April 4, 1990
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2026)
(4/8/2026)
(4/8/2026)
(4/8/2026)
Exams
FINRA
Current Firm
PARKLAND SECURITIES, LLC
CRD#: 115368 / SEC#: , 8-53482
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
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