Jay T. Comeaux
Professional summary
Jay Thomas Comeaux was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Jay had worked at 2 firms, which includes STANFORD GROUP COMPANY, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1996 - April 1, 2009
STANFORD GROUP COMPANY
January 26, 1996 - April 1, 2009
STANFORD GROUP COMPANY
February 26, 1987 - February 1, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STANFORD GROUP COMPANY
CRD#: 39285 / SEC#: 801-50374, 8-48611
Contact information
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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