Paul G. Ahern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Gerard Ahern, who also goes by Paul G Ahern, Paul Gerard Ahern Mr., Paul Gerard Ahern, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2009 - January 3, 2011
C3 CAPITAL, LLC
March 24, 2006 - August 27, 2009
OBS BROKERAGE SERVICES, INC.
June 10, 2003 - May 7, 2020
WINSLOW GROUP, LLC
August 14, 1995 - February 28, 2002
DIRIGO INVESTMENTS, INC.
May 18, 1990 - August 12, 1993
ROBERT THOMAS SECURITIES, INC
September 12, 1988 - May 21, 1990
WINSLOW INVESTMENT COMPANY
April 1, 1987 - September 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
C3 CAPITAL, LLC
CRD#: 119155 / SEC#: , 8-65150
Contact information
Documents
Red Flags
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