AV
Arthur R. Vignoli
LIFEMARK SECURITIES
Ephrata, PA
Some features on this profile are disabled
CRD#: 1617247
AV
Professional summary
Arthur R Vignoli is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Ephrata, Pennsylvania.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Arthur has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALL OUTSIDE BUSINESS ACTIVITIES CONDUCTED FROM 242 MASON DRIVE, EPHRATA, PA 17522 1. BUSINESS BROKERING / NOT INVESTMENT RELATED / START 07/2005 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / ASSIST SMALL BUSINESS OWNERS IN SELLING THEIR BUSINESS. RECEIVES REFERRAL FEE FROM VENDORS PROVIDING THE SERVICE. 2. SOUTHBAY ENERGY / NOT INVESTMENT RELATED / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / RECEIVES A REFERRAL COMMISSION IF THE VENDOR IS CHOSEN TO PROVIDE ENERGRY SERVICE. 3. LOANS/ COMMERICAL/ BUSINESS/ RESIDENTIAL/ REVERSE / NOT INVESTMENT RELATED / PROSPECT FOR REFERENCED TYPE OF LOANS; THEWALDENGROUP.BIZ, LIGHTHOUSEMORTGAGECORP.COM, BOEMORTGAGE.COM; COMPENSATION IN THE FORM OF FINDERS FEES / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS. 4. INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / SALES AND SERVICE OF LIFE, DISABILITY, LTC, HEALTH, MEDICARE AND MEDICAID INSURANCE PRODUCTS USING MULTIPLE RESOURCES INCLUDING THE MASON AGENCY OR CAPITAL BROKERAGE.
CRS (Client Relationship Summary) - RIA
Click below to view Arthur R Vignoli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Arthur R Vignoli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2025 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Ephrata, PA
Current
January 4, 2023 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Ephrata, PA
Past
August 9, 2019 - January 4, 2023
REALTA EQUITIES, INC.
BD
CRD#: 23769
EPHRATA, PA
Past
February 14, 2018 - June 25, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
NORWALK, CT
Past
February 23, 2009 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
NORWALK, CT
Past
January 6, 2006 - October 9, 2008
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BAY SHORE, NY
Past
June 24, 2005 - December 15, 2005
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
April 11, 2000 - May 19, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
November 12, 1997 - March 30, 1999
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
October 5, 1995 - November 5, 1997
KEY INVESTMENTS INC.
BD
CRD#: 15873
CLEVELAND, OH
Past
February 1, 1995 - October 5, 1995
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
June 1, 1993 - February 3, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
BD
CRD#: 20221
Past
June 1, 1992 - January 26, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
April 3, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
BD
CRD#: 14675
Past
November 11, 1988 - June 13, 1991
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
November 11, 1988 - June 13, 1991
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/9/2024)
RR
New York(1/4/2023)
RR
Pennsylvania(1/4/2023)
IAR
Pennsylvania(2/19/2025)
RR
Virginia(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
