Robert T. Clawson
Professional summary
Robert Thomas Clawson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Robert had worked at 7 firms, which includes NEXCORE CAPITAL INC., ACCELERATED CAPITAL GROUP, INDEPENDENT FINANCIAL GROUP LLC, E*OFFERING, ROTH CAPITAL PARTNERS LLC, CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2003 - July 14, 2003
NEXCORE CAPITAL, INC.
October 31, 2000 - February 19, 2003
ACCELERATED CAPITAL GROUP
April 5, 1999 - October 30, 2000
INDEPENDENT FINANCIAL GROUP, LLC
April 28, 1997 - March 3, 1999
E*OFFERING
June 21, 1991 - April 28, 1997
ROTH CAPITAL PARTNERS, LLC
November 23, 1990 - June 20, 1991
CHATFIELD DEAN & CO., INC.
March 9, 1987 - November 29, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NEXCORE CAPITAL, INC.
CRD#: 31893 / SEC#: , 8-45570
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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