Huanming K. Sun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Huanming Kevin Sun, who also goes by Kevin Huanming Sun, Kevin Sun, was a registered financial professional .
Huanming is a previously registered financial professional and started their career in finance in 1987. Huanming had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2013 - November 12, 2013
EAST / WEST SECURITIES CORP.
March 29, 2001 - March 8, 2012
WHITE PACIFIC SECURITIES, INC.
June 5, 1995 - December 31, 1998
NATIONAL SECURITIES CORPORATION
June 30, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
April 2, 1990 - June 2, 1993
UBS FINANCIAL SERVICES INC.
October 14, 1987 - April 12, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 21, 1987 - September 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAST / WEST SECURITIES CORP.
CRD#: 157346 / SEC#: , 8-68846
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIEN, ECHO CHIAPING | CCO | 2750051 |
| CHIEN, ECHO CHIAPING | PRESIDENT, CEO | 2750051 |
| CHENG, NICKY MEIWEIN | CHIEF FINANCIAL OFFICER | 4146799 |
| CHENG, NICKY MEIWEIN | FINOP | 4146799 |
| PARE, MONTEJAR DIMALANTA | REGISTERED OPTIONS PRINCIPAL | 2731190 |
| PARE, MONTEJAR DIMALANTA | REGISTERED MUNICIPAL SECURITIES PRINCIPAL | 2731190 |
Red Flags
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