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Huanming Kevin Sun

CRD# 1617146·Registered 1987 - 2013
Previously Registered: Being a previously registered professional could mean that Huanming is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Huanming Kevin Sun, who also goes by Kevin Huanming Sun, Kevin Sun, was a registered financial advisor. Huanming was a previously registered financial professional and started their career in finance 1987 - 2013. Huanming had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Huanming Sun, Kevin Sun

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

EAST / WEST SECURITIES CORP.·CRD# 157346
BD
San Francisco, CA
June 10, 2013 - November 12, 2013
WHITE PACIFIC SECURITIES, INC.·CRD# 42505
BD
San Francisco, CA
March 29, 2001 - March 8, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
June 5, 1995 - December 31, 1998
G.R. STUART & COMPANY, INC.·CRD# 29101
BD
Maynard, MA
June 30, 1993 - June 5, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 2, 1990 - June 2, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 14, 1987 - April 12, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
January 21, 1987 - September 23, 1987

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Current Firm

E/
EAST / WEST SECURITIES CORP.

EAST / WEST SECURITIES CORP.

CRD#: 157346 / SEC#: 8-68846
BD
Cancelled by SEC on 09/21/2015

Contact Information

Established

Nevada since 11/23/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHIEN, ECHO CHIAPINGCCO2750051
CHIEN, ECHO CHIAPINGPRESIDENT, CEO2750051
CHENG, NICKY MEIWEINCHIEF FINANCIAL OFFICER4146799
CHENG, NICKY MEIWEINFINOP4146799
PARE, MONTEJAR DIMALANTAREGISTERED OPTIONS PRINCIPAL2731190
PARE, MONTEJAR DIMALANTAREGISTERED MUNICIPAL SECURITIES PRINCIPAL2731190

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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