EM
Edward J. Mccarthy
FOUR POINTS ADVISORS
CHATHAN, NJ
Some features on this profile are disabled
CRD#: 1617128
EM
Professional summary
Edward J Mccarthy, who also goes by Edward John Mccarthy Jr, Edward John Mccarthy, Edward Mccarthy, is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in Chathan, New Jersey and FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Edward has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward John Mccarthy Jr | Edward John Mccarthy | Edward Mccarthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) EMC3 CONSULTING INC.; GLEN ROCK, NJ; NOT INVESTMENT RELATED; STARTED OCTOBER 2017; PRESIDENT; PROVIDE CONSULTING SERVICES FOR AUDITING AND FINANCIAL CONTRACTS BETWEEN CLIENTS AND FINANCIAL INSTITUIONS; 32 HOURS/MONTH DURING TRADING. (2) WHEAT-FREE MARKET FOODS LLC; NEW PROVIDENCE, NJ; NOT INVESTMENT RELATED; STARTED OCTOBER 2018; INVESTOR; ONLINE CONSUMER FOOD SALES, ADVISE THE COMPANY ON STRATEGIES/TACTICS REGARDING INCREASING SALES AND PROFITABILITY; 5 HOURS/MONTH DURING TRADING. (3) IONIA INC (FKA CRAYPAY, INC.), GILBERT, AZ; NOT INVESTMENT RELATED; STARTED DECEMBER 2020; CHIEF STRATEGY OFFICER; DEVELOPING COMPANY STRATEGY AND BUSINESS DEVELOPMENT; 10 HOURS/WEEK DURING TRADING (4) MIAMI NDT ENGINE SERVICES, DORAL, FL; NOT INVESTMENT RELATED; STARTED 1/2021; RELATIONSHIP MANAGER; MANAGING KEY RELATIONSHIPS AND ADVISING THE CEO; 5 HOURS/WEEK DURING TRADING. (5) OPERATION BROGA VETERANS YOGA PROJECT, HAMDEN, CT; NOT INVESTMENT RELATED; STARTED JANUARY 2024; BOARD MEMBER; OPERATION BROGA IS A NON-PROFIT ORG THAT IS AN ONLINE FITNESS ALTERNATIVE FOR ALL WHO SERVE INCLUDING VETERANS, ACTIVE DUTY AND FIRST RESPONDERS. WILL BE A MEMBER OF THE BOARD HELPING TO RAISE AWARENESS, MEMBERSHIP AND TAX DEDUCTABLE CONTRIBUTIONS/GRANTS. 10 HOURS/MONTH. (6) FOUR POINTS ADVISORS, NEW YORK, NY; INVESTMENT RELATED; STARTED FEBRUARY 2025; BUSINESS DEVELOPMENT. INVESTMENT ADVISOR REPRESENTATIVE; PARTNER DEVELOPMENT WITH RESPECT TO THE COMPANY'S INVESTMENT PRODUCTS IN ORDER TO GROW THE ADVISOR'S BUSINESS; 20 HOURS/WEEKS DURING TRADING. (7) IMFUYO FOUNDATION INC., GREEN VILLAGE, NJ; NOT INVESTMENT RELATED; STARTED NOVEMBER 2025; DIRECTOR OF NON-PROFIT FOUNDATION, OVERSEE FOUNDATION ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Edward J Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2025 - Present
FOUR POINTS ADVISORS, LLC
RIA
CRD#: 171720
CHATHAN, NJ
Current
November 20, 2018 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 55a. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450BD
CRD#: 43149
Ridgewood, NJ
Past
June 22, 2018 - November 7, 2018
GB CAPITAL MARKETS LLC
BD
CRD#: 25591
Millington, NJ
Past
January 26, 2018 - June 25, 2018
LIGHTPATH CAPITAL, INC
BD
CRD#: 34617
SOUTHLAKE, TX
Past
December 6, 2016 - February 28, 2018
DALMORE GROUP LLC
BD
CRD#: 136352
WOODMERE, NY
Past
February 3, 2016 - March 24, 2016
TCT SECURITIES & DERIVATIVES, LLC
BD
CRD#: 149679
MIAMI, FL
Past
February 5, 2014 - April 24, 2014
GBI CAPITAL, INC.
BD
CRD#: 166424
NEW YORK, NY
Past
May 29, 2009 - April 15, 2011
SALIENT CAPITAL L.P.
BD
CRD#: 147912
HOUSTON, TX
Past
June 28, 2006 - April 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
April 7, 1994 - January 17, 2006
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
NEW YORK, NY
Past
December 6, 1991 - September 9, 1993
SMBC NIKKO SECURITIES AMERICA, INC.
BD
CRD#: 28602
NEW YORK, NY
Past
May 19, 1988 - September 7, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FOUR POINTS ADVISORS, LLC
FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC
CRD#: 171720 / SEC#: 801-118971
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)New York
Registered Investment Advisory firm - (7/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(11/20/2018)
IAR
New Jersey(3/17/2025)
RR
New York(11/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FOUR POINTS ADVISORS, LLC
FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC
CRD#: 171720 / SEC#: 801-118971
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)New York
Registered Investment Advisory firm - (7/1/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
99 Park Avenue Floor 8, New York, NY 10016
Mailing Address
Phone number
(646) 300-6129
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 36,999,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
