Roger E. Burton
Professional summary
Roger Earl Burton is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1987. Roger has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Earl Burton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2021 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606March 19, 1998 - August 30, 2021
GREAT NATION INVESTMENT CORPORATION
July 14, 1995 - May 15, 1998
CRISPIN KOEHLER SECURITIES
December 21, 1994 - July 10, 1995
BIRCHTREE FINANCIAL SERVICES LLC
May 26, 1989 - December 21, 1994
A. B. CULBERTSON AND COMPANY
January 21, 1987 - May 24, 1989
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2022)
(8/4/2022)
(1/14/2022)
(2/2/2022)
(4/28/2022)
(8/4/2022)
(11/18/2022)
(1/14/2022)
(10/7/2021)
(4/27/2022)
Exams
FINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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