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JL

Jonathan T. Lewis

VESTGEN ADVISORS
Summerland Key, FL
Some features on this profile are disabled
CRD#: 1616945
JL

Professional summary

Jonathan Treat Lewis, who also goes by Jonathan Lewis, is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Summerland Key, Florida and PRIVATE CLIENT SERVICES, LLC located in Summerland Key, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jonathan Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Treat Lewis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2025 - Present

VESTGEN ADVISORS, LLC

RIA
CRD#: 318657
Summerland Key, FL
Current

October 6, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 949 Caribbean Dr, Summerland Key, FL 33042
RIA
BD
CRD#: 120222
Summerland Key, FL
Past

April 22, 2021 - October 7, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Oak Brook, IL
Past

April 22, 2021 - October 7, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Oak Brook, IL
Past

November 13, 2007 - May 4, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
SUMMERLAND KEY, FL
Past

March 7, 1998 - May 4, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
SUMMERLAND KEY, FL
Past

July 31, 1993 - March 13, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 29, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 26, 1989 - June 30, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 22, 1987 - June 6, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN ST. CHARLES | VESTGEN SCHAUMBURG | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KIRKWOOD | VESTGEN KEY WEST | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH

CRD#: 318657 / SEC#: 801-123390

RIA
Registered Investment Advisory firm - (3/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/6/2025)
IAR
Florida
(10/9/2025)
RR
Florida
(10/10/2025)
RR
Illinois
(10/6/2025)
RR
Michigan
(10/6/2025)
IAR
Michigan
(10/30/2025)
RR
New York
(10/6/2025)
RR
Oklahoma
(10/13/2025)
RR
Pennsylvania
(10/6/2025)
RR
Vermont
(10/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/12/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/30/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/1987
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/11/1987
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN ST. CHARLES | VESTGEN SCHAUMBURG | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KIRKWOOD | VESTGEN KEY WEST | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH

CRD#: 318657 / SEC#: 801-123390

RIA
Registered Investment Advisory firm - (3/4/2022 Approved)
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Contact information

Main Address
1 North Franklin Suite 1850, Chicago, IL 60606
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VESTGEN ADVISORS - WRAP FEE BROCHURE (3/31/2025)
VGA - ADV FORM 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts9,800
AUM (Assets Under Management)$ 3,470,310,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTGEN ADVISORS, LLC

CRD#: 318657Summerland Key, FL

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