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Timothy Richard Painter

LINDUS ADVISORS
DALLAS, TX
·CRD# 1616727·39 years experience

Professional Summary

Timothy Richard Painter, who also goes by Tim Painter, is a registered financial advisor currently at LINDUS ADVISORS, INC. located in Dallas, Texas. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Painter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

LINDUS ADVISORS, INC.·CRD# 114782
RIA
12900 Preston Road Suite 602, Dallas, TX 75230-1329
January 3, 2003 - Present
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
May 10, 2002 - February 14, 2003
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
January 15, 1994 - May 30, 2000
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Fort Worth, TX
February 3, 1992 - December 31, 1992
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
February 17, 1987 - November 1, 1991

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Current Firm

LA
LINDUS ADVISORS, INC.

LINDUS ADVISORS, INC.

CRD#: 114782
Louisiana
Registered Investment Advisory firm - Louisiana (1/10/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (1/3/2001 Approved)

Contact Information

Main Address

12900 Preston Road Suite 602, Dallas, TX 75230-1329

Phone Number

(972) 387-8474

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

72

AUM (Assets Under Management)

$13,652,138

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alcove Senior Advocates, Non-Investment Related Business, 12900 Preston Road, Suite 602, Dallas, Texas 75230, Senior Housing Referral Business, Owner/Senior Advocate, approximately 10 hours per month. Mr. Painter is owner and operator of Alcove Senior Advocates, a non-investment related business, 12900 Preston Road, Suite 602, Dallas, Texas 75230. Through Alcove, Mr. Painter provides referrals to senior living communities to seniors and their families. This is not an investment-related activity. Licensed Insurance Agent- Financial Services/ Investment related business. Timothy R. Painter is a licensed insurance agent and in such capacity may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. A conflict of interest exists to the extent that LAI recommends the purchase of insurance products where Timothy R. Painter receives insurance commissions or other additional compensation. Ancillary activity typically 10 hours per month. This business activity is independent of Lindus Advisors and is operated via Aero Magister, LLC at 5706 Boca Raton Drive, Dallas TX 75230. This activity is investment related. Aviation Services - Timothy R. Painter is a FAA licensed pilot holding Certificates as an Airline Transport Pilot, Commercial Pilot, Certified Flight Instructor, and Advanced and Instrument Ground Instructor. Mr. Painter occasionally exercises his flying skills serving as a volunteer pilot for charity and humanitarian efforts. Mr. Painter also occasionally provides pilot services or flight instruction for which he receives compensation. Typically outside normal market hours. This non-investment related business is operated via Aero Magister LLC at 5706 Boca Raton Drive, Dallas TX 75230.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(1/17/2014)
IAR
Texas
(1/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2000About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1987About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1989About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Richard Painter's CRS (Customer Relationship Summary).

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