Richard M. Hughes
Professional summary
Richard Mark Hughes is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in Greenville, South Carolina.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Mark Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 1990 - Present
ARLINGTON SECURITIES, INC.
Office #1: 3453 Pelham Rd Ste 104, Greenville, SC 29615November 10, 1988 - October 24, 1990
AMERICAN CAPITAL EQUITIES, INC.
February 12, 1987 - November 18, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/1990)
(1/6/2021)
Exams
FINRA
Current Firm
ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-135460, 8-38098
Contact information
FINRA licenses (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 116,882,500 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARLINGTON SECURITIES, INC.
CRD#: 19596Greenville, SC 29615TRUST BUT VERIFY
Monitor Richard Hughes
Get automatic monthly alerts on:
