Brad E. Lyons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brad Edward Lyons, CFP® was a registered financial professional .
Brad is a previously registered financial professional and started their career in finance in 1987. Brad had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2020 - June 20, 2023
WISER WEALTH MANAGEMENT, INC
February 24, 2017 - July 25, 2019
CONSEQUENT CAPITAL MANAGEMENT, LLC
December 2, 2015 - February 3, 2017
GRAY & COMPANY
July 26, 2010 - December 31, 2013
GRAY & COMPANY
October 23, 2007 - November 11, 2010
IRON CAPITAL ADVISORS INC.
March 31, 1999 - September 7, 2005
GPC SECURITIES, INC.
July 6, 1998 - October 19, 1998
E*TRADE SECURITIES LLC
April 3, 1996 - August 21, 1996
NF CLEARING, INC.
January 4, 1996 - January 23, 1996
TRUIST INVESTMENT SERVICES, INC.
July 18, 1991 - May 25, 1995
TRUIST INVESTMENT SERVICES, INC.
November 28, 1990 - April 1, 1991
ROBERT W. BAIRD & CO. INCORPORATED
November 28, 1990 - April 1, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 17, 1989 - September 28, 1990
CHARLES SCHWAB & CO., INC.
May 20, 1987 - September 28, 1990
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
WISER WEALTH MANAGEMENT, INC
CRD#: 125282 / SEC#: 801-120669
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WISER WEALTH MANAGEMENT, INC
CRD#: 125282 / SEC#: 801-120669
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,398 |
| AUM (Assets Under Management) | $ 404,575,980 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/13/2025 | ||
| 08/28/2024 | ||
| 08/01/2023 | ||
| 10/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
