Quinten C. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quinten Charles Stevens was a registered financial professional .
Quinten is a previously registered financial professional and started their career in finance in 1987. Quinten had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2015 - April 6, 2017
ACADEMY SECURITIES, INC.
January 4, 2010 - April 8, 2016
STEVENS ASSET MANAGEMENT LLC
May 10, 2005 - January 30, 2009
WELLS FARGO SECURITIES, LLC
August 7, 2001 - May 3, 2005
J.P. MORGAN SECURITIES INC.
May 1, 2000 - April 9, 2001
JPMSI
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
January 29, 1997 - March 31, 2000
CITIGROUP GLOBAL MARKETS INC.
April 13, 1994 - October 4, 1996
J.P. MORGAN SECURITIES LLC
July 24, 1989 - April 5, 1994
BARCLAYS DE ZOETE WEDD INCORPORATED
March 26, 1987 - September 21, 1987
WHITEHILL CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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